Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Baumann | 1518081 | 1 | 04/21/2023 | Customer Dispute | Pending | $295,000.00 | $0.00 | See FINRA Report |
| Dean Lawerence Kiser | 2973205 | 2 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |