Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Richard Garvin | 1481768 | 2 | 12/01/2011 | Customer Dispute | Award / Judgment | $50,000.00 | $40,000.00 | See FINRA Report |
| Lynn Seldon Bridges | 1492165 | 2 | 08/28/1997 | Customer Dispute | Award / Judgment | $26,000.00 | $35,000.00 | See FINRA Report |