Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tcbi Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bech Knud Bruun | 7024046 | 1 | 10/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Richard McGarrity | 2814081 | 1 | 05/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Kaleb Claybourn | 6824575 | 1 | 04/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaina Buegeler | 6627850 | 1 | 02/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Arave Andersen | 5484711 | 1 | 04/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karel Louman | 7644045 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |