Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tcbi Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bech Knud Bruun | 7024046 | 1 | 10/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Richard McGarrity | 2814081 | 1 | 05/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Roy G Popham | 1511128 | 3 | 10/05/2018 | Customer Dispute | Settled | $146,266.00 | $0.00 | See FINRA Report |
| Gregory Andrew Hargis | 5896362 | 1 | 04/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Edwards | 2745376 | 1 | 02/05/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Kaleb Claybourn | 6824575 | 1 | 04/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Childress Brooks | 7829937 | 2 | 01/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Spencer Childress Brooks | 7829937 | 2 | 01/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shaina Buegeler | 6627850 | 1 | 02/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Paul Kucholtz | 4359592 | 1 | 01/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |