Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Jones | 2944696 | 5 | 03/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Rothenberg | 6702109 | 1 | 04/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Emil Jerke | 2139755 | 2 | 02/23/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |