Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Wilcox | 7647359 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Philip Lagore | 4133514 | 1 | 06/04/2018 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 01/08/2016 | Customer Dispute | Settled | $131,680.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 03/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 02/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 05/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Timothy St. Cin | 2560068 | 1 | 05/04/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Rothenberg | 6702109 | 1 | 04/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Emil Jerke | 2139755 | 2 | 11/26/1997 | Customer Dispute | Settled | $31,826.30 | $0.00 | See FINRA Report |