Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Price Rhoads | 5611256 | 1 | 08/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul W Rold | 2438978 | 1 | 10/16/2007 | Customer Dispute | Denied | $14,611.00 | $0.00 | See FINRA Report |