Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Frederick Fawcett | 5917547 | 2 | 05/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Kenley Camacho | 5300994 | 1 | 11/08/2019 | Customer Dispute | Settled | $195,365.00 | $0.00 | See FINRA Report |
| Jeremy Frederick Fawcett | 5917547 | 2 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Price Rhoads | 5611256 | 1 | 08/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Alex Maurer | 5118729 | 1 | 05/07/2015 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Paul W Rold | 2438978 | 1 | 10/16/2007 | Customer Dispute | Denied | $14,611.00 | $0.00 | See FINRA Report |
| Mark Thomas Neely | 1783117 | 1 | 11/02/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Alexander Scott, III | 1506647 | 1 | 04/21/1994 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |