Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valmark Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth James Depaola | 6312756 | 1 | 08/14/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Rothman | 5806065 | 2 | 01/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Rothman | 5806065 | 2 | 10/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Oliver Downs | 6381762 | 1 | 03/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kenneth Garnica | 4546581 | 2 | 01/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |