Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valmark Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Joseph Hamer | 7171049 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lynn Breton | 2802956 | 1 | 03/05/2024 | Customer Dispute | Settled | $45,166.00 | $0.00 | See FINRA Report |
| Thomas George Anderson | 4764223 | 1 | 11/17/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Anne Vardan | 5265703 | 1 | 08/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grason Lanz | 6743666 | 1 | 10/14/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jami Caroline Wilson | 6374192 | 4 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Julianel | 5705371 | 1 | 07/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Cindy S Bojanski | 4351745 | 1 | 01/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gina Marie Warren | 5600425 | 6 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Warren | 5600425 | 6 | 08/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |