Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon R Lee | 2354294 | 4 | 06/23/2023 | Customer Dispute | Settled | $31,975.00 | $0.00 | See FINRA Report |
| Jon R Lee | 2354294 | 4 | 06/21/2022 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Jon R Lee | 2354294 | 4 | 04/04/2001 | Customer Dispute | Settled | $16,654.80 | $0.00 | See FINRA Report |