Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon R Lee | 2354294 | 4 | 06/23/2023 | Customer Dispute | Settled | $31,975.00 | $0.00 | See FINRA Report |
| Jon R Lee | 2354294 | 4 | 06/21/2022 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Erick Glenn Schenkhuizen | 2242768 | 2 | 11/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erick Glenn Schenkhuizen | 2242768 | 2 | 12/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon R Lee | 2354294 | 4 | 10/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon R Lee | 2354294 | 4 | 04/04/2001 | Customer Dispute | Settled | $16,654.80 | $0.00 | See FINRA Report |
| Richard Robert Dwyer | 1862581 | 1 | 08/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |