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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Randall Heath Morris4437994102/20/2024Customer DisputeSettled$45,000.00$0.00See FINRA Report
Mark Lee Tevebaugh1567001709/01/2023Customer DisputeSettled$500,000.00$0.00See FINRA Report
Justin Charles Cramer5968671304/11/2022Customer DisputeSettled$80,000.00$0.00See FINRA Report
Justin Charles Cramer5968671302/22/2021Customer DisputeSettled$125,000.00$0.00See FINRA Report
Mark Lee Tevebaugh1567001702/06/2018Customer DisputeSettled$110,000.00$0.00See FINRA Report
Mark Lee Tevebaugh1567001702/22/2002Customer DisputeSettled$10,000.00$0.00See FINRA Report

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