Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Heath Morris | 4437994 | 1 | 02/20/2024 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Mark Lee Tevebaugh | 1567001 | 7 | 09/01/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Justin Charles Cramer | 5968671 | 3 | 04/11/2022 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Justin Charles Cramer | 5968671 | 3 | 02/22/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Mark Lee Tevebaugh | 1567001 | 7 | 02/06/2018 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Justin Charles Cramer | 5968671 | 3 | 01/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Noble Pearson | 2847191 | 1 | 12/19/2012 | Customer Dispute | Withdrawn | $452,000.00 | $0.00 | See FINRA Report |
| Mark Lee Tevebaugh | 1567001 | 7 | 11/22/2010 | Customer Dispute | Denied | $15,668.20 | $0.00 | See FINRA Report |
| Mark Lee Tevebaugh | 1567001 | 7 | 07/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Lee Tevebaugh | 1567001 | 7 | 02/22/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |