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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shawn Patrick Jiles4861379107/11/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Marshall Kidwell5118913101/11/2016Customer DisputeSettled$10,591.90$0.00See FINRA Report
Eric Michael Branson2545605107/27/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Solomon Matthews Kilgroe2129979102/20/2001Customer DisputeDenied$12,437.00$0.00See FINRA Report

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