Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Patrick Jiles | 4861379 | 1 | 07/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Marshall Kidwell | 5118913 | 1 | 01/11/2016 | Customer Dispute | Settled | $10,591.90 | $0.00 | See FINRA Report |
| Eric Michael Branson | 2545605 | 1 | 07/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Ryan Quinty | 5905652 | 1 | 12/21/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Solomon Matthews Kilgroe | 2129979 | 1 | 02/20/2001 | Customer Dispute | Denied | $12,437.00 | $0.00 | See FINRA Report |