Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joe Kaufman | 4141454 | 1 | 12/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joni Rametta | 1394160 | 1 | 03/12/2008 | Customer Dispute | Denied | $14,207.20 | $0.00 | See FINRA Report |
| Leonard Ermond Leetzow | 305671 | 2 | 09/12/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |