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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gina Marie Tedesco6455780105/14/2021FinancialFinal$0.00$0.00See FINRA Report
Jared Wayne Reynolds4452433104/18/2011Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Jeffrey Joe Kaufman4141454112/15/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Joni Rametta1394160103/12/2008Customer DisputeDenied$14,207.20$0.00See FINRA Report
Leonard Ermond Leetzow305671209/12/2003Customer DisputeDenied$100,000.00$0.00See FINRA Report
Leonard Ermond Leetzow305671208/12/1991Customer DisputeSettled$619,717.00$0.00See FINRA Report

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