Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mirae Asset Securities (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Sinyup Ku | 2554611 | 5 | 08/21/2000 | Customer Dispute | Award / Judgment | $79,741.40 | $10,000.00 | See FINRA Report |