Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mirae Asset Securities (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Thomas Palmeri | 2705342 | 1 | 06/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stanley Sinyup Ku | 2554611 | 5 | 03/22/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stanley Sinyup Ku | 2554611 | 5 | 04/28/2003 | Customer Dispute | Settled | $185,841.00 | $0.00 | See FINRA Report |
| Stanley Sinyup Ku | 2554611 | 5 | 03/11/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Stanley Sinyup Ku | 2554611 | 5 | 10/09/2000 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Stanley Sinyup Ku | 2554611 | 5 | 08/21/2000 | Customer Dispute | Award / Judgment | $79,741.40 | $10,000.00 | See FINRA Report |