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FINRA Broker Disclosures for GTS Execution Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for GTS Execution Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ari M Rubenstein4134798212/09/2021Investigation$0.00$0.00See FINRA Report
Patrick Joseph Romanello5378090212/09/2021Investigation$0.00$0.00See FINRA Report
Ari M Rubenstein4134798206/18/2021Investigation$0.00$0.00See FINRA Report
Patrick Joseph Romanello5378090206/18/2021Investigation$0.00$0.00See FINRA Report

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