Our Staff has compiled our research into a database of FINRA Broker Disclosures for GTS Execution Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Grampone | 1132280 | 1 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Carmen Jr Pennella | 4410305 | 1 | 02/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Lee Frey | 1744600 | 1 | 04/23/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |