Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Nixon | 2169631 | 7 | 07/09/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Matthew David Albers | 2917814 | 3 | 05/07/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |