Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Nixon | 2169631 | 7 | 01/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Nixon | 2169631 | 7 | 12/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Nixon | 2169631 | 7 | 08/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Albers | 2917814 | 3 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Nixon | 2169631 | 7 | 07/09/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Matthew David Albers | 2917814 | 3 | 05/07/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Matthew David Albers | 2917814 | 3 | 05/17/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Nixon | 2169631 | 7 | 10/09/1998 | Customer Dispute | Award / Judgment | $9,000.00 | $2,006.95 | See FINRA Report |
| Michael Patrick Nixon | 2169631 | 7 | 11/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Nixon | 2169631 | 7 | 11/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |