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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Al Rizek1419090902/10/1997Customer DisputeSettled$1,600,000.00$0.00See FINRA Report
Al Rizek1419090909/06/1996Customer DisputeSettled$77,378.40$0.00See FINRA Report
Al Rizek1419090906/06/1996Customer DisputeSettled$57,760.00$0.00See FINRA Report
Al Rizek1419090904/17/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Al Rizek1419090902/13/1996Customer DisputeSettled$456,000.00$0.00See FINRA Report
Al Rizek1419090901/10/1995Customer DisputeSettled$163,487.00$0.00See FINRA Report
Al Rizek1419090911/28/1994Customer DisputeSettled$332,348.00$0.00See FINRA Report
Al Rizek1419090907/07/1994Customer DisputeSettled$1,200,000.00$0.00See FINRA Report

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