Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Al Rizek | 1419090 | 9 | 02/10/1997 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 09/06/1996 | Customer Dispute | Settled | $77,378.40 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 07/12/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 06/06/1996 | Customer Dispute | Settled | $57,760.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 04/17/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 02/13/1996 | Customer Dispute | Settled | $456,000.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 01/10/1995 | Customer Dispute | Settled | $163,487.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 11/28/1994 | Customer Dispute | Settled | $332,348.00 | $0.00 | See FINRA Report |
| Al Rizek | 1419090 | 9 | 07/07/1994 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |