Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Gordon Doncaster19263941004/30/2012Customer DisputeSettled$30,000.00$0.00See FINRA Report
Thomas Gordon Doncaster19263941012/19/2008Customer DisputeSettled$325,000.00$0.00See FINRA Report
Thomas Gordon Doncaster19263941009/07/2004Customer DisputeClosed-No Action$55,500.00$0.00See FINRA Report
Thomas Gordon Doncaster19263941012/17/2003Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Thomas Gordon Doncaster19263941002/12/2003Customer DisputeDenied$8,501.03$0.00See FINRA Report
Thomas Gordon Doncaster19263941001/31/2002Customer DisputeSettled$21,883.00$0.00See FINRA Report
Thomas Gordon Doncaster19263941005/18/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Gordon Doncaster19263941003/12/2001Customer DisputeDenied$98,000.00$0.00See FINRA Report

8 Results

Display: