Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Gordon Doncaster | 1926394 | 10 | 08/14/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 04/30/2012 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 11/10/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 12/19/2008 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 09/07/2004 | Customer Dispute | Closed-No Action | $55,500.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 12/17/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 02/12/2003 | Customer Dispute | Denied | $8,501.03 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 01/31/2002 | Customer Dispute | Settled | $21,883.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 05/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Doncaster | 1926394 | 10 | 03/12/2001 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |