Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Nole | 1609191 | 2 | 03/01/2024 | Customer Dispute | Pending | $950,000.00 | $0.00 | See FINRA Report |
| John Anthony Nole | 1609191 | 2 | 05/24/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 12/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 09/22/2003 | Customer Dispute | Settled | $254,535.00 | $0.00 | See FINRA Report |