Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Nole | 1609191 | 2 | 03/01/2024 | Customer Dispute | Pending | $950,000.00 | $0.00 | See FINRA Report |
| John Anthony Nole | 1609191 | 2 | 05/24/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Mingyang Li | 6446312 | 1 | 06/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Nadler | 6660890 | 2 | 01/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Nadler | 6660890 | 2 | 03/26/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hazem Algendi | 6532152 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 02/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hazem Algendi | 6532152 | 2 | 08/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 12/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 02/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |