Our Staff has compiled our research into a database of FINRA Broker Disclosures for Monex Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles David Lautz | 2493734 | 2 | 01/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Malfavon | 5116125 | 3 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Hazael Aguilar | 3082057 | 5 | 07/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Heiras | 4368282 | 1 | 07/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |