Our Staff has compiled our research into a database of FINRA Broker Disclosures for Monex Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Malfavon | 5116125 | 3 | 09/19/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar R Flores | 861991 | 3 | 01/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar R Flores | 861991 | 3 | 05/09/2001 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |