Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jason McWhorter | 2281983 | 3 | 05/06/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Jason McWhorter | 2281983 | 3 | 03/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Albert Nolan | 1583485 | 5 | 06/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Patrick Nardolillo | 2416654 | 5 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Lynn Garrett | 2146125 | 3 | 10/02/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Michael Nardolillo | 2218022 | 2 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William F Wagner | 4087068 | 4 | 05/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Lynn Garrett | 2146125 | 3 | 12/17/2004 | Customer Dispute | Denied | $98,287.00 | $0.00 | See FINRA Report |
| Stephen Lynn Garrett | 2146125 | 3 | 12/17/2004 | Customer Dispute | Denied | $59,115.00 | $0.00 | See FINRA Report |
| Matthew Patrick Nardolillo | 2416654 | 5 | 09/23/2003 | Customer Dispute | Denied | $47,500.00 | $0.00 | See FINRA Report |