Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley William Werner | 2329211 | 2 | 03/27/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Ashley Horton | 4569003 | 1 | 06/22/2023 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Matthew Patrick Nardolillo | 2416654 | 5 | 01/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Richard Chepauskas | 2033478 | 2 | 06/01/2022 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| David John Guido | 5394617 | 2 | 12/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Albert Nolan | 1583485 | 5 | 08/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Lorraine Vozzo | 5516929 | 1 | 06/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve C Vujevich | 2886012 | 1 | 06/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Emil Cear | 3009786 | 1 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Conway | 1099865 | 1 | 10/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |