Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andrew Garrett Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Mitchell | 1374268 | 3 | 03/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nimalendra Vallipuram | 2542630 | 1 | 04/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Mitchell | 1374268 | 3 | 01/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Porfirio Barahona | 2721040 | 4 | 07/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Porfirio Barahona | 2721040 | 4 | 09/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |