Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andrew Garrett Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Mitchell | 1374268 | 3 | 03/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Gregory Clemente | 1222597 | 10 | 10/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nimalendra Vallipuram | 2542630 | 1 | 04/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan David Cooper | 4417504 | 2 | 02/28/2019 | Customer Dispute | Settled | $203,524.00 | $0.00 | See FINRA Report |
| Hyung Eun Lee | 2898999 | 3 | 08/10/2018 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Luis Porfirio Barahona | 2721040 | 4 | 05/12/2016 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Jordan David Cooper | 4417504 | 2 | 05/05/2016 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| James Robert Mitchell | 1374268 | 3 | 01/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lester John Kotas | 2471082 | 1 | 12/20/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Hyung Eun Lee | 2898999 | 3 | 04/20/2011 | Customer Dispute | Closed-No Action | $62,000.00 | $0.00 | See FINRA Report |