Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Vincent Improta | 4802250 | 1 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Fratarcangeli | 2703603 | 3 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Lyn Mulonas | 2967156 | 1 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Patrick Salerno | 6606470 | 1 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 06/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Damer | 1787015 | 2 | 07/02/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jeffrey Southworth | 2764040 | 2 | 09/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Renfrow Esser | 5742446 | 1 | 07/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul William Murans | 3266607 | 8 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |