Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Fratarcangeli | 2703603 | 3 | 04/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 8 | 04/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Vincent Improta | 4802250 | 1 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Fratarcangeli | 2703603 | 3 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Lyn Mulonas | 2967156 | 1 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Patrick Salerno | 6606470 | 1 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul William Murans | 3266607 | 8 | 11/17/2022 | Customer Dispute | Settled | $242,995.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 08/27/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 05/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 04/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |