Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Niemczyk | 3097183 | 7 | 11/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 10/27/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 08/05/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 01/03/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kevin Johnson | 1371966 | 2 | 02/08/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |