Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey T Kennedy | 5094149 | 12 | 09/12/2023 | Customer Dispute | Pending | $99,999.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 07/06/2023 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 06/22/2023 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 06/15/2023 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 01/09/2023 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 10/26/2022 | Customer Dispute | Pending | $105,000.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 10/26/2022 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 10/26/2022 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 09/02/2022 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 09/02/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |