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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael L Child3128249904/24/2018Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report
Michael L Child3128249908/21/2015Customer DisputeDenied$780,000.00$0.00See FINRA Report
Michael L Child3128249908/19/2015Customer DisputeSettled$19,700.00$0.00See FINRA Report
Michael L Child3128249911/07/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Michael L Child3128249902/11/2002Customer DisputeSettled$650,000.00$0.00See FINRA Report

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