Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Child | 3128249 | 9 | 04/24/2018 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Michael L Child | 3128249 | 9 | 08/21/2015 | Customer Dispute | Denied | $780,000.00 | $0.00 | See FINRA Report |
| Michael L Child | 3128249 | 9 | 08/19/2015 | Customer Dispute | Settled | $19,700.00 | $0.00 | See FINRA Report |
| Michael L Child | 3128249 | 9 | 11/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael L Child | 3128249 | 9 | 03/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Child | 3128249 | 9 | 03/14/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael L Child | 3128249 | 9 | 09/18/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael L Child | 3128249 | 9 | 07/24/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael L Child | 3128249 | 9 | 02/11/2002 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |