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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Jay Shatsky2430683606/14/2024Customer DisputePending$788,000.00$0.00See FINRA Report
Michael Jay Shatsky2430683601/10/2022Customer DisputeSettled$1,700,000.00$0.00See FINRA Report
Michael Jay Shatsky2430683604/25/2019Customer DisputeSettled$70,000.00$0.00See FINRA Report
Michael Jay Shatsky2430683602/27/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Jay Shatsky2430683612/31/2002Customer DisputeWithdrawn$5,500.00$0.00See FINRA Report
Elvis Amable Rodriguez3129852211/13/2002Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael Jay Shatsky2430683612/17/1999Customer DisputeClosed-No Action$5,001.00$0.00See FINRA Report

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