Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jay Shatsky | 2430683 | 6 | 06/14/2024 | Customer Dispute | Pending | $788,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 01/10/2022 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 04/25/2019 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 02/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 12/31/2002 | Customer Dispute | Withdrawn | $5,500.00 | $0.00 | See FINRA Report |
| Elvis Amable Rodriguez | 3129852 | 2 | 11/13/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 12/17/1999 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Elvis Amable Rodriguez | 3129852 | 2 | 05/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |