Our Staff has compiled our research into a database of FINRA Broker Disclosures for FMG Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Laurence Fields | 2615292 | 3 | 05/15/2008 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
David Laurence Fields | 2615292 | 3 | 05/19/2005 | Customer Dispute | Settled | $5,215.72 | $0.00 | See FINRA Report |