Our Staff has compiled our research into a database of FINRA Broker Disclosures for FMG Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George A Charkales | 2279448 | 1 | 09/30/2015 | Customer Dispute | Denied | $19,110.40 | $0.00 | See FINRA Report |
| David Laurence Fields | 2615292 | 3 | 05/15/2008 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| David Laurence Fields | 2615292 | 3 | 01/09/2006 | Customer Dispute | Closed-No Action | $7,077.50 | $0.00 | See FINRA Report |
| David Laurence Fields | 2615292 | 3 | 05/19/2005 | Customer Dispute | Settled | $5,215.72 | $0.00 | See FINRA Report |
| James Gerard Kaiser | 1095441 | 1 | 01/23/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |