Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rockefeller Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Smith | 1397389 | 5 | 01/12/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Schuyler Quackenbush | 4823342 | 1 | 03/12/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |