Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rockefeller Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jillease C Hazzard | 4980348 | 1 | 06/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 12/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 06/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 01/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Nicole Santerre | 4256168 | 1 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 07/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Denton | 2529226 | 8 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandra Lebenthal | 1638099 | 2 | 11/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |