Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryon Keith Spicer | 2958719 | 2 | 07/12/2016 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| Philip Thomas Quigley | 2015768 | 2 | 12/05/2005 | Customer Dispute | Settled | $5,874.00 | $0.00 | See FINRA Report |