Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryon Keith Spicer | 2958719 | 2 | 02/26/2018 | Customer Dispute | Closed-No Action | $35,826.60 | $0.00 | See FINRA Report |
| Kevin Jay McEnerney | 1052957 | 1 | 08/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryon Keith Spicer | 2958719 | 2 | 07/12/2016 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| Michael Wayne Williams | 721975 | 3 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Thomas Quigley | 2015768 | 2 | 11/28/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Thomas Quigley | 2015768 | 2 | 12/05/2005 | Customer Dispute | Settled | $5,874.00 | $0.00 | See FINRA Report |
| Daniel Lee Korth | 2308456 | 1 | 01/06/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danny Cory Howes | 5481834 | 1 | 11/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Williams | 721975 | 3 | 10/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Wayne Williams | 721975 | 3 | 10/01/1989 | Customer Dispute | Award / Judgment | $80,000.00 | $80,000.00 | See FINRA Report |